BDCs vs. REITs vs. mREITs: A Side-by-Side Comparison

And Where to Find the Data

I. Why Compare These Three Together?

Business Development Companies (BDCs), Real Estate Investment Trusts (REITs), and Mortgage REITs (mREITs) are frequently grouped together by income-focused investors, and for good reason: all three trace back to similar congressional intent—giving retail investors access to asset classes that were historically reserved for institutions and the wealthy. All three are structured around a mandatory distribution requirement (90% of taxable income) in exchange for an exemption from corporate-level income tax. And all three typically offer dividend yields well above the broader stock market.

But beyond that shared DNA, the three asset classes diverge substantially in what they actually own, how they make money, and how sensitive they are to different parts of the economic cycle. Treating them as interchangeable "high yield stocks" is a common and costly mistake. This guide puts them side by side and shows where to find the specific data points needed to evaluate each one.

II. Side-by-Side Comparison

Dimension BDC Equity REIT Mortgage REIT (mREIT)
What it ownsLoans and equity stakes in private, small/mid-sized companiesPhysical income-producing real estateMortgages and mortgage-backed securities
Primary income sourceInterest and dividends from portfolio companiesRental incomeNet interest margin (spread between asset yield and funding cost)
GICS classificationFinancialsReal EstateFinancials
Key profitability metricNet Investment Income (NII)Funds From Operations (FFO) / AFFONet Interest Margin (NIM)
Key valuation anchorPrice-to-NAVPrice-to-FFO / Price-to-AFFOPrice-to-Book Value
Typical leverageRoughly 2:1 debt-to-equityModerate, varies by property typeHigh; agency mREITs often 5x–10x+
Primary risk driverCredit risk in underlying loans/companiesProperty values, occupancy, local real estate cyclesInterest rate risk and the shape of the yield curve
Typical yield rangeHigh single digits to low double digitsMid-single digitsOften double digits
Sensitivity to rising ratesGenerally positive for NII (floating-rate loans), though it raises borrowers' default risk over timeGenerally negative (higher cap rates, higher borrowing costs)Generally negative for book value; spread impact depends on curve shape
Market behaviorEquity-like volatility, credit-cycle sensitiveEquity-like volatility, real-estate-cycle sensitiveMost volatile of the three; rate-cycle sensitive
Typical investor purposePrivate credit exposure with public liquidityDiversified commercial real estate exposureHigh current income, accepting higher volatility

III. How Each Reacts to the Same Macro Event

Rising Interest Rates

For a BDC, since most loans are floating-rate, rising rates typically increase NII in the near term—borrowers pay more interest, and that flows straight to the BDC's bottom line, at least until higher rates start to strain borrowers' ability to service that debt. For an equity REIT, rising rates tend to push cap rates higher (compressing property valuations) and raise the cost of refinancing debt, both of which are headwinds. For an mREIT, rising rates are usually the most directly damaging of the three: book value of existing fixed-rate mortgage holdings falls as rates rise, and the spread between short-term funding costs and longer-term asset yields can compress sharply, especially if the yield curve flattens.

A Credit Cycle Downturn (Rising Defaults, Recession Fears)

BDCs are the most directly exposed here, since they're underwriting the credit risk of small and mid-sized private companies, which tend to be more economically fragile than large-cap corporations. Equity REITs feel a downturn mainly through declining occupancy and tenant credit issues, with the severity varying enormously by property type. Agency mREITs are largely insulated from credit risk, since their mortgage holdings are government-guaranteed; non-agency mREITs, by contrast, are directly exposed to borrower defaults.

A Falling-Rate Environment

BDCs generally see NII compress, since their floating-rate loan income falls along with benchmark rates. Equity REITs typically benefit, as lower rates support property valuations and reduce borrowing costs. mREITs often see a strong tailwind to book value as falling rates push up the market value of their existing, higher-coupon mortgage holdings—though falling rates also increase prepayment risk, which can offset some of that benefit over time.

IV. Where to Find the Data: A Practical Guide

1. SEC EDGAR (Primary Source for All Three)

The U.S. Securities and Exchange Commission's EDGAR database (sec.gov/edgar) is the single most authoritative source for any publicly traded BDC, REIT, or mREIT. Within EDGAR, the filings that matter most are:

  • 10-K (annual report): The most comprehensive filing, containing full-year audited financial statements, detailed risk factor disclosures, and (for BDCs) a complete schedule of investments.
  • 10-Q (quarterly report): Unaudited but more frequent—where investors track quarter-over-quarter trends in NII, FFO/AFFO, NAV, book value, leverage, and credit metrics.
  • 8-K (current report): Filed for material events between regular reporting periods—dividend announcements, credit facility amendments, or significant portfolio events.
  • DEF 14A (proxy statement): Contains executive compensation details, board composition, and insider ownership figures.

2. Company Investor Relations Pages

Nearly every publicly traded BDC, REIT, and mREIT maintains an investor relations section on its corporate website, which typically includes quarterly earnings press releases, quarterly investor presentations, earnings call transcripts, and supplemental data packages with granular portfolio detail not always included in standard financial statements.

3. Sector-Specific Industry Resources

For REITs and mREITs, Nareit (reit.com) publishes industry-wide statistics including sector-level total returns, dividend yields, and historical performance indices broken out by property type and by equity vs. mortgage REITs. For BDCs, there isn't a single equivalent trade association, so investors typically rely more heavily on individual company filings and financial data platforms.

4. Where Specific Metrics Live

MetricTypical Source
NII (BDC)10-Q/10-K income statement; earnings press release
NAV per share (BDC)10-Q/10-K; earnings press release
Schedule of investments (BDC)10-K/10-Q, schedule of investments section
FFO/AFFO (REIT)Earnings press release reconciliation table; 10-Q/10-K
Same-store NOI growth (REIT)Supplemental earnings package; earnings press release
Occupancy and lease expiration (REIT)Supplemental earnings package
Book value per share (mREIT)10-Q/10-K; earnings press release
Net interest margin / spread (mREIT)Earnings press release; earnings call presentation
Leverage / debt-to-equity (all three)10-Q/10-K balance sheet; earnings presentation
Insider ownershipDEF 14A proxy statement
Credit ratingsRating agency reports (Moody's, S&P, Fitch)

V. Practical Tips for Cross-Sector Research

  • Always check the filing date relative to the data. BDC and mREIT valuations (NAV and book value) are marked to market only as of quarter-end, so a stock price can move meaningfully between reporting dates without the most recently published NAV or book value reflecting that movement.
  • Use consistent peer groups. Group by strategy first (e.g., agency vs. non-agency mREITs, lower-middle-market vs. upper-middle-market BDCs, property-type-specific REITs), since cross-strategy comparisons can be misleading even within the same broad asset class.
  • Cross-reference press releases against the full filing. Earnings press releases are prepared by the company and may emphasize favorable metrics. The 10-Q/10-K contains the complete, audited or reviewed picture, including footnotes that sometimes reveal important context.
  • Watch for non-GAAP metric definitions. NII, FFO, AFFO, NIM, and EAD are all non-GAAP measures with at least some company-specific variation in how they're calculated. Reading the reconciliation table shows exactly how a company gets from GAAP net income to its headline non-GAAP figure.

VI. Conclusion

BDCs, REITs, and mREITs share a common structural origin and a common appeal—high, mandatory distributions paired with public-market liquidity—but they are fundamentally different businesses. A BDC is, at its core, a private credit lender. An equity REIT is a property operator. An mREIT is a leveraged, spread-based fixed-income manager. Each demands its own analytical framework, its own key metrics, and its own awareness of which part of the economic and rate cycle it's most exposed to.

The discipline that separates informed investors from yield-chasers isn't access to better data—it's the habit of actually going to these sources, understanding what each metric is really measuring, and applying the right framework to the right asset class.


This article is for general informational purposes only and does not constitute investment, legal, or tax advice. BDCs, REITs, and mREITs each carry distinct and substantial risks. Investors should conduct their own due diligence using primary sources such as SEC filings and consult a qualified financial advisor before making investment decisions.